Securities Regulation: Examples & Explanations
by Alan R. Palmiter
from Aspen Publishers, Inc.
Bringing transparency to a sometimes opaque subject, Alan R. Palmiter uses straightforward introductions and the proven-effective Examples & Explanations pedagogy to provide a clear and complete overview of federal securities regulation topics.
Now in its Fourth Edition, this trusted Examples & Explanations title supplies:
coverage of the key concepts of securities regulation, including:
public offerings
exemptions from registration
liability in securities offerings
materiality
securities fraud, insider trading, SEC enforcement, and cross-border regulation
the proven-effective Examples & Explanations pedagogy that combines straightforward introductions with well-written examples and explanations that apply concepts, reinforce learning, and test understanding of material covered
a building-block organization that explains basic concepts first (such as securities markets, federal/state regulation, disclosure philosophy), then explores these concepts in greater detail
examples drawn from newsworthy events, such as:
public offerings by Google and Microsoft
the roles of lawyers and accountants in Enron
insider trading by Martha Stewart fraud litigation involving Parmalat coverage that traces the topics in most of the leading casebooks
Updated throughout and with many new examples, the Fourth Edition features:
recent Supreme Court rulings:
Tellabs v. Makor Issues & Rights
Merrill Lynch v. Dabit
Dura Pharm. v. Broudo
updated new SEC rules, including the public offering rules
additional charts and diagrams
Edition after edition, Alan R. Palmiter is the authority your students can rely on to present a clear and current picture of the entire Securities Regulation landscape.
Secured Transactions: Examples And Explanations (The Examples & Explanations Series)
by James Brook
from Aspen Publishers
A favorite among law students and professors alike, the Examples & Explanations series is ideal for studying, reviewing and testing your understanding through application of hypothetical examples. Authored by leading professors with extensive classroom experience, Examples & Explanations titles offer hypothetical questions in the subject area, complemented by detailed explanations that allow you to test your knowledge of the topic, and compare your own analysis.
Gilbert Law Summaries on Secured Transactions, 12th (Gilbert Law Summaries)
by Douglas J. Whaley
from Gilberts
Securities Regulation: Examples And Explanations (The Examples & Explanations Series) (The Examples & Explanations Series)
by Alan R. Palmiter
from Aspen Publishers
A favorite among law students and professors alike, the Examples & Explanations series is ideal for studying, reviewing and testing your understanding through application of hypothetical examples. Authored by leading professors with extensive classroom experience, Examples & Explanations titles offer hypothetical questions in the subject area, complemented by detailed explanations that allow you to test your knowledge of the topic, and compare your own analysis.
U.S. Regulations of Hedge Funds
by Shartsis Friese
from American Bar Association
This authoritative resource surveys federal securities laws and rules applicable to the organization, capitalization and operations of private U.S. domestic investment partnerships that invest and trade mainly in the public securities markets.
Security and Loss Prevention, Fifth Edition: An Introduction
by Philip Purpura
from Butterworth-Heinemann
Since the first edition of Security and Loss Prevention was published in 1983, much has changed in security and loss prevention considerations. In the past five years alone, security awareness and the need for added business continuity and preparedness considerations has been uniquely highlighted given events such as Katrina, 9/11, the formation of the Department of Homeland Security, and the increase in world terrorist events.
This edition of Security and Loss Prevention is fully updated and encompasses the breadth and depth of considerations involved in implementing general loss prevention concepts and security programs within an organization. The book provides proven strategies to prevent and reduce incidents of loss due to legal issues, theft and other crimes, fire, accidental or intentional harm from employees, as well as the many ramifications of corporate mismanagement. The new edition contains a brand new terrorism chapter, along with coverage on background investigations, protection of sensitive information, internal threats, and considerations at select facilities (nuclear, DoD, government and federal).
Author Philip Purpura once again demonstrates why students and professionals alike rely on this best-selling text as a timely, reliable resource.
- Covers the latest professional security issues surrounding Homeland Security and risks presented by threats of terrorism
- Recommended reading for ASIS International's prestigious CPP Certification
- Cases provide real-world applications
Law In a FlashL Secured Transactions, (UCC Article 9) (Law in a Flash Cards)
Study anytime, anywhere! Law in a Flash comprehensive flash cards are ideal for reviewing legal topics point by point. Each card has a concise question on one side and an accurate answer on the reverse side. These cards are the only product of their kind.
Structuring Venture Capital, Private Equity and Entrepreneurial Transactions
by Jack Levin
from Aspen Publishers, Inc.
Guided by Jack S. Levin's dynamic, transaction-by-transaction approach, you'll make the tax, legal, and economic structuring consequences of every deal benefit your client every time. In this extraordinary hands-on resource by the most sought-after authority in the field, you'll see exactly how to:
Distribute the tax burden in your client's favor
Maximize returns on successful transactions
Control future rights to exit a profitable investment
And turn every transaction into a winning venture!
Federal Securities Laws: Selected Statutes, Rules and Forms, 2008
by John C. Coffee
from Foundation Press
This volume serves as a federal securities laws supplement, providing selected statutes, rules, and forms. It is the most complete supplement available and is regularly updated and revised. Contents include the Securities Act of 1933, Security Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, SEC Rules of Practice, and related federal laws. The 2008 Edition follows the format of earlier years and contains updates through March 1, 2008.
Gilbert Law Summaries Securities Regulation (Gilbert Law Summaries)
by Niels B. Schaumann
from Gilberts Law Summaries
The topics covered in this outline are Securities and Exchange Commission, jurisdiction and interstate commerce, and the Securities Act of 1933 (including persons and property interest covered, registration statements, exemptions from registration requirements, and liabilities). Also discussed are the Securities Exchange Act of 1934 (including Rule 10b-5, tender offers and repurchases of stock, regulation of proxy solicitations, liability for short-swing profits on insider transactions, and S.E.C. enforcement actions), regulation of the securities markets, multinational transactions, and the state regulation of securities transactions.
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